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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-04 |
Branch Locations
6710 Professional Pkwy Ste 320, Lakewood Ranch, FL 34240 • United States
610 S Tamiami Trl, Osprey, FL 34229 • United States
Palmetto, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lisle | IL | 12/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Lakewood Ranch | FL | 03/2020 | Present |
Outside Employment; Frank Crum; Leased employee; This is a third party payroll company which is used by our franchise to provide payroll service as well as benefits. We are considered leased employees.; 6710 Professional Pkwy Ste 320, , Lakewood Ranch, FL, 34240; Investment-Related; 06/13/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-12-15 |
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