Francisco Deborja Carrillo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-10-17 → 2004-01-16
  Carroll Financial Associates Inc
  Charlotte, NC

Other Businesses

1) FIXED LIFE INSURANCE SALES THROUGH VARIOUS COMPANIES; 2) NAME OF OTHER BUSINESS: CARRILLO ASSET MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR TAX FILING; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX FILING AND LIABILITY PROTECTION;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-02
• S63 Uniform Securities Agent State Law Examination
  1998-10-05

Other Names

• Frank Carrillo