Jason Michael Bequette

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-10-05

NE RA
APPROVED

Since 2022-10-05

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	Omaha	NE	06/2003	02/2023
Ocean Tied Creative	Omaha	NE	01/2011	Present
Charles Schwab & Co.	Omaha	NE	10/2022	Present

06/2003 → 02/2023

Td Ameritrade, Inc.

Omaha, NE
01/2011 → Present

Ocean Tied Creative

Omaha, NE
10/2022 → Present

Charles Schwab & Co.

Omaha, NE

Previous Registrations

2007-10-31 → 2022-10-14

Td Ameritrade, Inc.

Fort Worth, TX

Omaha, NE

Omaha, NE

Jersey City, NJ

Omaha, NE
2007-10-31 → 2010-12-31

Td Ameritrade Investment Management, Llc

Omaha, NE

Other Businesses

OCEAN TIED CREATIVE POSITION: SOLE PROPRIETOR NATURE: GRAPHIC DESIGN INVESTMENT RELATED: NO NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 12328 WIRT ST, OMAHA NE 68164 DESCRIPTION: GENERAL GRAPHIC DESIGN SERVICES, INCLUDING PRINT, WEB, AND VIDEO.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-26

S66 Uniform Combined State Law Examination

2007-10-26

View on SEC IAPD