Byron Jun Ishiwata

Current Employers

Employment History

• 12/1983 → Present
  Johanson & Yau
  San Jose, CA
• 12/2002 → 10/2019
  1St Global Capital Corp
  San Jose, CA
• 09/2003 → 10/2019
  1St Global Advisors
  San Jose, CA
• 03/2006 → 09/2025
  Avantax Insurance Services, Inc.
  San Jose, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  San Jose, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  San Jose, CA
• 02/2020 → 09/2025
  Avantax Insurance Agency Llc
  San Jose, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Campbell, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Campbell, CA
• 2003-09-17 → 2019-10-25
  1St Global Advisors Inc
  San Jose, CA

Other Businesses

1) KONKO CHURCH OF SAN JOSE POSITION: Head Minister NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1993 ADDRESS: 284 Washington St, San Jose CA 95112, DESCRIPTION: Conduct religious services, weddings, funerals 2) KONKO CHURCH OF NORTH AMERICA POSITION: Assistant Chief Administrative Minister NATURE: Church body that oversees our 14 churches in North America with programs INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1994 ADDRESS: 284 Washington St, San Jose CA 95112, DESCRIPTION: Bill payments, meetings regarding the preparation of programs like summer youth camp and annual conference, organization meetings, review of insurance policies, meetings with committees 3) JOHANSON & YAU POSITION: PARTNER NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/16/1983 ADDRESS: 42 W Campbell Ave, 3rd Floor, Campbell CA 95008, DESCRIPTION: Tax services, financial statement preparation, firm management 4) 42 W CAMPBELL JY, LLC POSITION: Partner NATURE: Rental Real Estate. We bought the building, in February of 2021, where our CPA firm and JY WealthCare LLC ishoused. There are three other tenants in the building as well. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/28/2021 ADDRESS: 42 West Campbell Ave, Third Floor, Campbell CA 95008, United States DESCRIPTION: Oversee an external property manager. The property manager collects all rent including the rent of Johanson & YauAccountancy Corp and the three tenants. I prepare and file the tax returns for this new entity. 5) JY WEALTHCARE, LLC POSITION: VICE PRESIDENT NATURE: BUSINESS MANAGEMENT SERVICES FIRM INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2002 ADDRESS: 42 W Campbell Ave, 3rd Floor, Campbell CA 95008, United States DESCRIPTION: SECURITIES LICENSED SELLER OF INVESTMENTS AND INSURANCE, PREPARATION OF THE TAX RETURN. 6) JAPANESE AMERICAN MUSEUM OF SAN JOSE POSITION: Advisory Board NATURE: Museum of Japanese American history in the San Jose, California area INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: 535 N 5th St, San Jose CA 95112, United States DESCRIPTION: Main task is to prepare the tax return, general financial budget questions. No check signing authority or investment advice.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-01