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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| AR | RA | APPROVED | 2003-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Little Rock | AR | 11/2002 | 02/2022 |
| Stephens Inc. | Little Rock | AR | 02/2022 | 11/2023 |
| Stephens Inc. | Little Rock | AR | 11/2023 | Present |
Stephens Wealth Planning and Strategy Group Inc.- Investment related - 111 Center St., Little Rock, AR - Senior Vice President/CFO/Treasurer and Board Member - Insurance agency - October 12, 2020 - 4 hours per month devoted to the other business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-12 |
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