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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-24 |
| NV | RA | APPROVED | 2024-06-21 |
Branch Locations
25 E Horizon Ridge Pkwy Ste 150, Henderson, NV 89002 • United States
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
2658 W Horizon Ridge Pkwy, Henderson, NV 89052 • United States
4425 Spring Mountain Rd, Las Vegas, NV 89102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 01/2017 |
| Capital One Investing, Llc | New York | NY | 01/2017 | 09/2017 |
| Citigroup | New York | NY | 09/2017 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 06/2024 | Present |
| Terrible Herbst, Inc. | Las Vegas | NV | 09/2023 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-10 |
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