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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-30
IL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2010-06-30
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

201 Main Street, Urbana, IL 61801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Urbana IL 07/2004 Present
Raymond James Financial Services Advisors, Inc Urbana IL 01/2009 Present
Busey Trust Company Urbana IL 07/2004 10/2018
Busey Bank Urbana IL 11/2018 Present
  • 07/2004 → Present
    Raymond James Financial Services
    Urbana, IL
  • 01/2009 → Present
    Urbana, IL
  • 07/2004 → 10/2018
    Busey Trust Company
    Urbana, IL
  • 11/2018 → Present
    Busey Bank
    Urbana, IL
Other Businesses

(1)Name of Business: Busey Investment Services Address: 201 W Main St, Urbana, IL, 61801, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/31/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Work with book of clients managing relationships and accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-19
S63 Uniform Securities Agent State Law Examination 2003-01-21
  • S65 Uniform Investment Adviser Law Examination
    2007-12-19
  • S63 Uniform Securities Agent State Law Examination
    2003-01-21
Other Names
  • Vanessa Rae Kuester
  • Vanessa Rae Kuester

View on SEC IAPD

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