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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-18 |
| CT | RA | APPROVED | 2024-08-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | New Haven | CT | 07/2015 | 03/2018 |
| Bank Of America, N.A. | New Haven | CT | 09/2015 | 03/2018 |
| Guardian Life Insurance Co Of America | Hamden | CT | 04/2018 | 04/2018 |
| Park Avenue Securiites, Llc | Hamden | CT | 04/2018 | 04/2018 |
| Guardian Life Insurance | Madison | CT | 04/2018 | 06/2018 |
| Park Avenue Securities | Madison | CT | 04/2018 | 06/2018 |
| Td Ameritrade | Waterford | CT | 06/2018 | 04/2020 |
| Diastole Wealth Management | Gilford | CT | 05/2020 | 02/2021 |
| Morgan Stanley | Guilford | CT | 07/2021 | 11/2023 |
| Unemployed / Laid Off From Previous Firm Due To Covid | Guilford | CT | 02/2021 | 07/2021 |
| Scranton Financial Group | Westbrook | CT | 12/2023 | 02/2024 |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 12/2023 | 02/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guilford | CT | 07/2024 | Present |
| Unemployed | Guilford | CT | 03/2024 | 07/2024 |
| Bank Of America, N.A. | Guilford | CT | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-16 |
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