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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-24
  • PA RA
    APPROVED
    Since 2025-02-24

Branch Locations

1 E. Broad Street Suite 560, Bethlehem, PA 18018 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Allentown PA 08/2001 11/2017
Metlife Securities Allentown PA 08/2001 11/2017
Mml Investors Services, Llc Allentown PA 03/2017 11/2017
Sii Allentown PA 11/2017 11/2018
Osaic Wealth, Inc Easton PA 11/2018 02/2025
J.W. Cole Financial, Inc. Tampa FL 02/2025 Present
J.W. Cole Advisors, Inc. Tampa FL 02/2025 Present
  • 08/2001 → 11/2017
    Metropolitan Life Insurance
    Allentown, PA
  • 08/2001 → 11/2017
    Metlife Securities
    Allentown, PA
  • 03/2017 → 11/2017
    Allentown, PA
  • 11/2017 → 11/2018
    Sii
    Allentown, PA
  • 11/2018 → 02/2025
    Easton, PA
  • 02/2025 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 02/2025 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2018-11-02 → 2025-02-26
    Nazareth, PA
    Easton, PA
    Bethlehem, PA
  • 2017-11-09 → 2018-11-02
    Signator Investors, Inc.
    Allentown, PA
    Easton, PA
  • 2017-03-25 → 2017-11-13
    Allentown, PA
  • 2012-07-17 → 2017-03-25
    Msi Financial Services, Inc.
    Allentown, PA
    Allentown, PA
Other Businesses

(1) ATLAS ADVISORS, LLC; IAR; Investment Related; 1 E Broad Street, Ste 560, Bethlehem, PA 18018; President; Start 10/1/2022; 160 hours/month, 130 hours/month during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-14
S63 Uniform Securities Agent State Law Examination 2000-03-16
  • S65 Uniform Investment Adviser Law Examination
    2012-06-14
  • S63 Uniform Securities Agent State Law Examination
    2000-03-16

View on SEC IAPD

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