David Edward Waite

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  National Life Of Vermont
  Indianapolis, IN
• 10/2019 → Present
  Lpl Financial, Llc
  Indianapolis, IN
• 11/2002 → 09/2019
  Equity Services, Inc.
  Indianapoolis, IN

Previous Registrations

• 2010-01-08 → 2019-10-31
  Equity Services, Inc.
  Indianapolis, IN
  Montpelier, VT
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. 10/23/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/01/2002 - 4 Hours Per Month/2 Hours During Securities Trading. 2. 11/21/2023 - Megan Wood Financial - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/02/2023 - 32 Hours Per Month/ During Trading 3. 05/30/2024 - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/23/2024 - 48 Hrs/Mo During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-21
• S63 Uniform Securities Agent State Law Examination
  2003-01-20

Other Names

• David E Waite