Nancy Da-thu Dinh

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-16

TX RA
APPROVED

Since 2021-02-16

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034 • United States

Murphy, TX • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-16

TX RA
APPROVED

Since 2021-02-16

Branch Locations

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Plano	TX	08/2013	08/2017
Penn Mutual Life Insurance	Horsham	PA	08/2017	Present
Hornor Townsend & Kent Inc	Horsham	PA	08/2017	Present
Lincoln Investment	Fort Washington	PA	02/2021	Present
Capital Analysts	Fort Washington	PA	02/2021	Present

08/2013 → 08/2017

Valic Financial Advisors, Inc.

Plano, TX
08/2017 → Present

Penn Mutual Life Insurance

Horsham, PA
08/2017 → Present

Hornor Townsend & Kent Inc

Horsham, PA
02/2021 → Present

Lincoln Investment

Fort Washington, PA
02/2021 → Present

Capital Analysts

Fort Washington, PA

Previous Registrations

2017-09-14 → 2021-02-17

Hornor, Townsend & Kent, Llc

Addison, TX
2013-08-29 → 2017-08-10

Valic Financial Advisors, Inc.

Addison, TX
2009-03-10 → 2013-07-18

New England Securities

Dallas, TX
2008-09-16 → 2009-03-02

Pruco Securities, Llc.

Plano, TX

Other Businesses

PC CONNECT, LLC POSITION: Part owner with spouse NATURE: IT Support Services INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2008 ADDRESS: 107 West Minister Avenue, Murphy TX 75094, United States DESCRIPTION: accounting/billing DFW ASIAN AMERICAN CITIZENS COUNCIL POSITION: Executive Vice-President NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2005 ADDRESS: 420 Maplelawn Drive, Plano TX 75075, United States DESCRIPTION: Assist with promoting Asian awareness through events and activities THE DINH AGENCY, INC. POSITION: Principal owner/agent NATURE: Insurance (fixed life, P&C, disability, LTC, group, SPIAs, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2003 ADDRESS: 107 Westminister Avenue, Murphy TX 75094, United States DESCRIPTION: prospect, quote and bind coverage NANCY DINH - Insurance POSITION: agent. NATURE: Life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 11/15/2024 ADDRESS: 107 WESTMINISTER AVE, Murphy TX 75094, United States DESCRIPTION: Insurance (fixed life, P&C, disability, LTC, group, SPIAs, etc.)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-04
S63	Uniform Securities Agent State Law Examination	2003-04-09

S65 Uniform Investment Adviser Law Examination

2008-08-04
S63 Uniform Securities Agent State Law Examination

2003-04-09

Other Names

Nancy Da-Thu Nguyen

View on SEC IAPD