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Noelle Jeannette Cartier

Robert W. Baird & Co. Incorporated

Sarasota, FL

CRD 4610051

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-06
FL RA APPROVED 2011-07-12
TX RA APPROVED 2011-07-01
  • GA RA
    APPROVED
    Since 2024-06-06
  • FL RA
    APPROVED
    Since 2011-07-12
  • TX RA
    APPROVED
    Since 2011-07-01

Branch Locations

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Sarasota FL 07/2011 Present
  • 07/2011 → Present
    Robert W Baird
    Sarasota, FL
Previous Registrations
  • 2008-01-01 → 2011-07-05
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
  • 2004-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Clearwater, FL
    Sarasota, FL
    Clearwater, FL
    St. Petersburg, FL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Other Names
  • Noelle Jeannette Cartier

View on SEC IAPD

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