Anthony Scully Hovorka

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 11/2002 → 08/2023
  Minnesota Life Ins Co
  St Paul, MN
• 11/2002 → Present
  Tax & Financial Group
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-03-29 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2) HOVORKA CONSULTING LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 2774 MALLARD DR, COSTA MESA CA 92626, United States DESCRIPTION: Per my CPA, the sole purpose of this single member LLC (with no employees) is so that I as a previous sole proprietor in providing financial advice can now be an LLC to take advantage of California AB 150 to effectively tax plan around SALT cap limitations. I will not be marketing Hovorka Consulting LLC in any manner or fashion; business will be conducted in the same manner as I have done so over the last 20+ years. 3) NAME OF OTHER BUSINESS: ANTHONY & RACHEL HOVORKA TRUST; INVESTMENT RELATED: NO; ADDRESS: 2774 MALLARD DR COSTA MESA, CA 92626 NATURE OF BUSINESS: REAL ESTATE; START DATE: 2009; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE RENTAL, PROPERTY MANAGER MANAGES PROPERTY; 4) NAME OF OTHER BUSINESS: TAX & FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-25
• S63 Uniform Securities Agent State Law Examination
  2003-03-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant