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8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-03 |
| CA | RA | APPROVED | 2017-01-20 |
Branch Locations
30700 Russell Ranch Road, Suite 140, Westlake Village, CA 91362 • United States
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Agoura Hills | CA | 11/2002 | 01/2017 |
| Massmutual | Springfield | MA | 11/2002 | 01/2017 |
| Lpl Financial, Llc | Westlake Village | CA | 01/2017 | Present |
| Wcg Wealth Advisors, Llc | Westlake Village | CA | 01/2017 | Present |
1. 01/20/2017 - WEALTH CONSULTING GROUP LOS ANGELES/ DBA for LPL Business (entity for LPL business)/ 100%/ Westlake Village, CA 2. 01/20/2017 - AJT CAPITAL CONSULTING GROUP, INC/ Business Entity For Tax/Investment Purposes Only/ 1%/ Agoura Hills, CA. 3. 2/9/2017 - WCG WEALTH ADVISORS, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/1/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/9/2017 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/1/2017 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 01/05/2018 - Wealth Consulting Group CA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent / Sales - start date 01/20/2017 - 8 hours per month/ 0 hours during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-25 |
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