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Current Employers
The Wealth Consulting Group

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
CA RA APPROVED 2017-01-20
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • CA RA
    APPROVED
    Since 2017-01-20

Branch Locations

30700 Russell Ranch Road, Suite 140, Westlake Village, CA 91362 • United States

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Agoura Hills CA 11/2002 01/2017
Massmutual Springfield MA 11/2002 01/2017
Lpl Financial, Llc Westlake Village CA 01/2017 Present
Wcg Wealth Advisors, Llc Westlake Village CA 01/2017 Present
  • 11/2002 → 01/2017
    Mml Investors Services, Inc.
    Agoura Hills, CA
  • 11/2002 → 01/2017
    Massmutual
    Springfield, MA
  • 01/2017 → Present
    Lpl Financial, Llc
    Westlake Village, CA
  • 01/2017 → Present
    Wcg Wealth Advisors, Llc
    Westlake Village, CA
Previous Registrations
Other Businesses

1. 01/20/2017 - WEALTH CONSULTING GROUP LOS ANGELES/ DBA for LPL Business (entity for LPL business)/ 100%/ Westlake Village, CA 2. 01/20/2017 - AJT CAPITAL CONSULTING GROUP, INC/ Business Entity For Tax/Investment Purposes Only/ 1%/ Agoura Hills, CA. 3. 2/9/2017 - WCG WEALTH ADVISORS, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/1/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/9/2017 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/1/2017 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 01/05/2018 - Wealth Consulting Group CA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent / Sales - start date 01/20/2017 - 8 hours per month/ 0 hours during securities trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-07
S63 Uniform Securities Agent State Law Examination 2002-11-25
  • S65 Uniform Investment Adviser Law Examination
    2004-06-07
  • S63 Uniform Securities Agent State Law Examination
    2002-11-25
Other Names
  • Anthony Joseph Turcotte

View on SEC IAPD

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