Timothy Obrine Pitts

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → 02/2025
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 01/1989 → Present
  Lischkoff & Pitts Pc
  Birmingham, AL
• 12/1999 → Present
  Top Financial Advisors
  Birmingham, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Birmingham, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Titus Cpas Llc
  Birmingham, AL

Previous Registrations

• 2000-07-13 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

1) TOP FINANCIAL ADVISORS; Investment Related; Birmingham, AL 35209; Investments; Owner; Start Date 01/1996; 30 hours per month, more or less, with a portion of those hours per month occurring during trading hours; Financial Planning services. >> 2) LISCHKOFF & PITTS PC; Non-Investment Related; Birmingham, AL 35209; Tax Consulting & Preparation; President; Start Date 01/01/1989; 160 hours per month, more or less, with most of those hours occurring during trading hours. >> 3) INDAGO DEVICES INC; Non-Investment Related; Birmingham AL 35209; Technology; President/Owner; Start Date: 11/2017; 1 hour per month; Develop RFID chips. >> 4) EVERETT SHEPHERD LIMITED LIABILITY LIMITED PARTNERSHIP; Non-Investment Related; Birmingham, AL 35209; Real Estate Rentals; Limited Partner; No hours per month; No specific duties as a limited partner. >> 5) SHEPHERD TRUST; Non-Investment Related; Birmingham, AL 35209; Trust; Trustee; Start Date 10/2007; No hours per month; Trustee of a Revocable Trust. >> OBRINE PROPERTIES, LLC & TIMOTHY PITTS TIC; Non-Investment Related; Birmingham, AL 35209; Real Estate Rentals; Owner; Start Date 05/2005; 10 hours per month, more or less, with no hours during trading hours; Various Passive Real Estate Investments, Landlord/property owner. >> 6) UPLAND FINANCIAL ADVISORS LLC; Investment Related; Birmingham, AL; Other; Member; Start Date 04/2024; 50 hours per month with those 50 hours occurring during trading hours; Providing investment advisory services. >> 7) WESVIEW INC; Non-Investment Related; Birmingham, AL 35209; Other; President; Start Date 05/1995; No hours per month; Family business that I did handle the accounting and tax filings for. Due to COVID 19 the business was discontinued but we are keeping the corporation open. >> 8) UPLAND INVESTMENT GROUP LLC; Investment Related; Birmingham, AL; Other; Member; Start Date 01/2025; 80 hours per month with some hours per month occurring during trading hours; I offer securities and investment related products and services. >> 9) LISCHKOFF PITTS WISEMAN LLC; Non-Investment Related; Birmingham, AL; Accountant; CPA/Employee; Start Date 01/2025; 120 hours per month with 85 of those hours per month occurring during trading hours; I am a CPA for a Public Accounting Firm. 10) NAME OF OTHER BUSINESS: UPLAND LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 10/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT DUTIES, HOLDING COMPANY FOR TAX PREPARATION PRACTICE; 11) NAME OF OTHER BUSINESS: TITUS CPAS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: CPA PARTNER;

Exams

• S66 Uniform Combined State Law Examination
  2000-06-13

Other Names

• Tim Pitts