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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | 05/2022 |
| Comerica | Raleigh | NC | 05/2022 | 11/2023 |
| Ameriprise Financial Services, Llc | Dallas | TX | 11/2023 | Present |
Outside Employment; Comerica Bank; Private Banker; Comerica Bank Employee; 3800 Glenwood Ave, Suite 450, Raleigh, NC, 27612; Not Investment-Related; 05/23/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-27 |
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