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Jason Michael Fredrickson

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Wayzata, MN

CRD 4609185

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
IA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-18
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Wayzata MN 07/1996 Present
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
  • 07/1996 → Present
    Wells Fargo Bank, N.A.
    Wayzata, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Wayzata, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
Previous Registrations
  • 2003-05-22 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2003-02-03

View on SEC IAPD

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