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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-06-12
TX RA APPROVED 2023-06-09
  • NM RA
    APPROVED
    Since 2023-06-12
  • TX RA
    APPROVED
    Since 2023-06-09

Branch Locations

Albuquerque, NM • United States

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mcallen TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mcallen TX 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc San Antonio TX 06/2023 Present
Previous Registrations
  • 2008-01-01 → 2023-06-09
    Albuquerque, NM
    Mcallen, TX
  • 2003-09-03 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Mcallen, TX
    Mcallen, TX
    St. Louis, MO
Other Businesses

RENTAL PROPERTY, INV RELATED. ALBUQUERQUE, NM, 100% OWNERSHIP, START 1/1/2013, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, NO DUTIES. FARLEY WEALTH MANAGEMENT, INVT RELATED, MCALLEN, TX, 99% OWNERSHIP, START DATE 6/13/2023, 160 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.| RENTAL PROPERTY - SERENO ; INV RELATED; ALBUQUERQUE,NM; RENTAL PROPERTY ;100% OWNERSHIP; START DATE: 10/08/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| POWER OF ATTORNEY FOR CLIENT ; INV RELATED; ALBUQUERQUE, NM; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 11/17/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-29
S63 Uniform Securities Agent State Law Examination 2003-02-28
  • S66 Uniform Combined State Law Examination
    2003-07-29
  • S63 Uniform Securities Agent State Law Examination
    2003-02-28
Other Names
  • David Farley
  • David Zachary Farley
  • Zach Farley

View on SEC IAPD

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