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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED | 2023-06-09 |
Branch Locations
Albuquerque, NM • United States
434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mcallen | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mcallen | TX | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | San Antonio | TX | 06/2023 | Present |
RENTAL PROPERTY, INV RELATED. ALBUQUERQUE, NM, 100% OWNERSHIP, START 1/1/2013, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, NO DUTIES. FARLEY WEALTH MANAGEMENT, INVT RELATED, MCALLEN, TX, 99% OWNERSHIP, START DATE 6/13/2023, 160 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.| RENTAL PROPERTY - SERENO ; INV RELATED; ALBUQUERQUE,NM; RENTAL PROPERTY ;100% OWNERSHIP; START DATE: 10/08/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| POWER OF ATTORNEY FOR CLIENT ; INV RELATED; ALBUQUERQUE, NM; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 11/17/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-28 |
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