Chadwick Lynn Hargis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-10-05 → 2013-09-19
  Ameriprise Financial Services, Llc
  Melbourne, FL
• 2009-04-22 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Viera, FL
• 2005-04-11 → 2009-05-05
  Ubs Financial Services Inc.
  Melbourne, FL
  Melbourne, FL
• 2003-01-23 → 2005-04-13
  A. G. Edwards & Sons, Inc.
  Melbourne, FL

Other Businesses

DBA: HARGIS FINANCIAL, INVESTMENT RELATED, SAME ADDRESS AS REGISTERED BRANCH, FINANCIAL SERVICES AND INSURANCE, START SEPTEMBER 2013, 50 HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, 5 HRS PER WEEK - VARIES DURING TRADING HOURS INSURANCE AGENT - SELLS LIFE, ANNUITIES AND LONG TERM CARE

Exams

• S66 Uniform Combined State Law Examination
  2003-01-16