Kenneth Jay Heaney

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 10/2017
  National Planning Corporation
  Fayetteville, NC
• 10/2017 → 09/2020
  Securities Service Network, Inc
  Fayetteville, NC
• 10/2017 → 09/2020
  Ssn Advisory, Inc
  Fayetteville, TN
• 09/2020 → 06/2024
  Securities America, Inc.
  Southern Pines, NC
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Southern Pines, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Southern Pines, NC

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Southern Pines, NC
• 2017-10-09 → 2020-09-18
  Ssn Advisory, Inc.
  Fayetteville, NC
  Southern Pines, NC
• 2017-08-30 → 2017-10-10
  National Planning Corporation
  Fayetteville, NC
  Fairfield, PA
  Fayetteville, NC

Other Businesses

1. K2 FINANCIAL POSITION: Owner NATURE: K2 financial is my DBA and term life insurance business. I generally have no more than 1-2 term insurance policies a year. There have been none thus far in 2025 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/18/2024 ADDRESS: 530 N Fort Bragg Rd, Southern Pines NC 28387, United States DESCRIPTION: K2 financial is my DBA and term life insurance business. I generally have no more than 1-2 term insurance policies a year. There have been none thus far in 2025. Insurance is through Highland Capital and not directly with the insurance sponsor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-25
• S63 Uniform Securities Agent State Law Examination
  2003-02-15