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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-03-05 |
| IN | RA | APPROVED | 2024-05-08 |
| DE | RA | APPROVED | 2022-02-07 |
| CT | RA | APPROVED | 2021-10-07 |
| NV | RA | APPROVED | 2021-06-01 |
| WY | RA | APPROVED | 2021-05-28 |
| SC | RA | APPROVED | 2021-05-25 |
| MN | RA | APPROVED | 2021-05-24 |
| PA | RA | APPROVED | 2021-05-24 |
| NY | RA | APPROVED | 2021-04-16 |
| MI | RA | APPROVED | 2020-11-09 |
| MA | RA | APPROVED | 2020-11-03 |
| VT | RA | APPROVED | 2020-08-20 |
| VA | RA | APPROVED | 2020-08-10 |
| RI | RA | APPROVED | 2020-06-24 |
| TX | RA | APPROVED_RES | 2020-02-11 |
| CA | RA | APPROVED | 2019-11-22 |
| AZ | RA | APPROVED | 2016-06-02 |
| MD | RA | APPROVED | 2015-03-04 |
| NC | RA | APPROVED | 2015-01-20 |
| FL | RA | APPROVED | 2012-01-06 |
| NJ | RA | APPROVED | 2004-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Paramus | NJ | 03/2004 | Present |
| Guardian Life Insurnace Company | Paramus | NJ | 02/2004 | Present |
1) INSURANCE OTHER THAN GUARDIAN-LICENSED WITH OTHER COMPANIES FOR INSURANCE AND FIXED ANNUITIES, Start: 01/01/2009, Address: 52 FOREST AVE PARAMUS NJ 07652, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2) SILENT PARTNER IN FILM COMPANY-INVESTED IN A FRIEND'S FILM COMPANY WITH NO ACTIVE INVOLVEMENT, Start: 01/01/1998, Address: 266B East Broadway 1505B New York, NY 10002, 0 hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-15 |
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