Jonathan Henry Zimpleman

Current Employers

Employment History

• 06/2012 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2012 → 11/2020
  First Allied Advisory Services, Inc
  Chesterfield, MO
• 11/2020 → 09/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Sumter, SC
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-06-21 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Sumter, SC
  Sumter, SC
• 2007-01-23 → 2012-06-20
  Edward Jones
  St. Louis, MO
  Sumter, SC
  St Louis, MO

Other Businesses

1.) AXIS WEALTH TRAINING LLC; OWNER; CONSULTING; START DATE 11/01/2014; 32 HOURS PER MONTH. 2.) AXIS WEALTH PLANNING LLC; PRESIDENT; DBA; START DATE 06/01/2012; 160 HOURS PER MONTH. NAME OF OTHER BUSINESS: GBN INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: BUSINESS NETWORKING, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: AREA DIRECTOR, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: HELP AND CONSULT WITH THE LEADERSHIP TEAMS OF TWO GBN CHAPTERS; 4.) FIRST BAPTIST CHURCH; FINANCE COMMITTEE MEMBER; NON-PROFIT ORGANIZATION; START DATE: 1/1/2022; 4 HOURS PER MONTH. 5) NAME OF OTHER BUSINESS: ROTARY DISTRICT 7770, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: NON-PROFIT START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: ROTARY ASSISTANT GOVERNOR, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST AND SUPPORT 6 ROTARY CLUBS, ATTEND MEETINGS; 6) NAME OF OTHER BUSINESS: FIRST BAPTIST CHURCH, INVESTMENT RELATED: NO, ADDRESS: 107 E LIBERTY ST, SUMTER, SC 29150, NATURE OF BUSINESS: CHURCH, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: DECON APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LEADERSHIP, APPROVE BUDGET, MINISTERING TO MEMBERS; 7) NAME OF OTHER BUSINESS: COINS FOR ALZHEIMER'S RESEARCH TRUST; INVESTMENT RELATED: NO; ADDRESS: 2691 WEDGEFIELD RD, SUMTER, SC 29154; NATURE OF BUSINESS: BOARD; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DEPOSITING CHECKS RECEIVED AT THE PO BOX, RECONCILING THE CHECKBOOK, DELIVERING FINANCIAL REPORTS TO THE BOARD, AND ADVISING THE BOARD;

Exams

• S66 Uniform Combined State Law Examination
  2007-01-09
• S63 Uniform Securities Agent State Law Examination
  2003-01-16