Matthew Thomas Simard

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2019
  Commonwealth Financial Network
  Waltham, MA
• 08/2013 → 11/2019
  Northeast Retirement Solutions
  Auburn, ME
• 11/2019 → 03/2020
  Ameriprise Financial Services Inc
  Auburn, ME
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Auburn, ME

Previous Registrations

• 2010-01-04 → 2020-01-02
  Commonwealth Financial Network
  Falmouth, ME
  Auburn, ME
• 2009-11-17 → 2010-01-05
  Td Wealth Management Services Inc.
  Auburn, ME
• 2007-04-16 → 2009-11-19
  Cetera Investment Services Llc
  Auburn, ME
  Lewiston, ME
• 2005-05-09 → 2007-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, ME
  Portland, ME
  Lewiston, ME
• 2006-01-18 → 2006-03-08
  Advest, Inc.
  Lewiston, ME
  Hartford, CT

Other Businesses

Business Ownership; Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 01/16/2025; 0 hours per month; 0 during trading hours / RPWM Partners LLC; Shareholder; Manage Ameriprise Business; 262 South River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 04/08/2010; 60 hours per month; 60 during trading hours. Outside Employment; RPWM Partners LLC; Co-owner; Manage advisory business; 262 South River Rd, , Bedford, NH, 3110; Investment-Related; 07/29/2022; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-06
• S63 Uniform Securities Agent State Law Examination
  2003-01-16

Other Names

• Matthew Thomas Simard
• Matthew T Simard