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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2015-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | New York | NY | 11/2015 | 06/2024 |
| Park Avenue Securities | New York | NY | 11/2015 | 06/2024 |
| Guardian Life Insurance Company | Caldwell | NJ | 06/2024 | Present |
| Park Avenue Securities | Caldwell | NJ | 06/2024 | Present |
1) Co-Chair, Tottenville HS Class of 1981 Reunion Committee, Start date: 04/03/2024, Address: 305 Stevens Creek Court, Johns Creek, GA 30005, 2 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-12 |
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