Jeffrey Semp

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Petaluma, CA • United States

601 Larkspur Landing Circle, Larkspur, CA 94939-1722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Larkspur	CA	08/2009	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

08/2009 → Present

Fidelity Brokerage Services Llc

Larkspur, CA
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

San Rafael, CA

Sebastopol, CA

Larkspur, CA
2009-09-15 → 2018-07-13

Strategic Advisers Llc

Larkspur, CA
2003-07-01 → 2009-08-12

Wells Fargo Clearing Services, Llc

San Francisco, CA

San Francisco, CA

Oakland, CA
2003-06-24 → 2003-07-01

Prudential Equity Group, Llc

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-23
S63	Uniform Securities Agent State Law Examination	2003-01-16

S65 Uniform Investment Adviser Law Examination

2003-01-23
S63 Uniform Securities Agent State Law Examination

2003-01-16

Other Names

Jeffrey Semp
Jeffrey Clarke Semp

View on SEC IAPD