Shawnette Connor Pate

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 12/2016 → 11/2024
  P5 Custom Print
  Cornelius, NC
• 09/2022 → Present
  Pate Service Llc
  Huntersville, NC
• 09/2023 → Present
  Show Pros Entertainment Services
  Charlotte, NC
• 11/2024 → Present
  Marriott
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: PATE SERVICE LLC NON-INVESTMENT RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: RESIDENTIAL COMPLEX SERVICES POSITION: OWNER START DATE: 09/2022 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INACTIVE LLC NAME OF BUSINESS: SHOW PROS ENTERTAINMENT SERVICES NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: SALES AND EVENTS POSITION: EVENT STAFF START DATE: 09/2023 APPROX. HOURS/MONTH: 16 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TAKE TICKETS AND ADMIT PATRONS TO EVENTS AND CONCERTS NAME OF BUSINESS: MARRIOTT NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RESTAURANT/FOOD SERVICES POSITION: SERVER START DATE: 11/2024 APPROX. HOURS/MONTH: 48 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE FOOD AND BEVERAGES

Exams

• S66 Uniform Combined State Law Examination
  2020-09-04
• S63 Uniform Securities Agent State Law Examination
  2014-03-26
• S65 Uniform Investment Adviser Law Examination
  2008-08-25

Other Names

• Shawnette Arleese Connor
• Shawnette Pate