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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-27 |
| SC | RA | APPROVED | 2024-08-27 |
Branch Locations
Mt Pleasant, SC • United States
56 Harrison Street, Suite 203, New Rochelle, NY 10801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 06/2014 | 05/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 06/2014 | 05/2024 |
| Private Advisor Group, Llc | Morristown | NJ | 05/2024 | Present |
| Alexandria Technology | New York | NY | 07/2021 | 02/2022 |
| Aflac | Charleston | SC | 07/2023 | Present |
| Lpl Financial | Massapequa | NY | 07/2024 | Present |
1- 07/02/2024 / Flynn Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 07/02/2024 / Michael Bock NVI Aflac / Non-Variable Insurance / Investment Related / 20 hrs mth / 10 hrs during trading / North Charleston, SC / Start date: 07/27/2023 3- 07/09/2024 - Private Advisor Group - Registered Investment Advisor - Admin - Investment Related - At Reported Business Location(s) - Start Date 07/05/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 07/09/2024 - Flynn Financial Partners, Ltd. - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 07/05/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/21/2025 - Dowd Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/13/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 6) 02/21/2025 - Premier Wealth Partners Inc - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/13/2025 - 10 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-03 |
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