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Mary Macintosh Harris

Quadcap Wealth Management, LLC

Frisco, TX

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Current Employers
Quadcap Wealth Management, Llc

2600 Network Blvd Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-19
  • TX RA
    APPROVED
    Since 2017-07-19

Branch Locations

2600 Network Blvd Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 01/2015 07/2017
Fullcircle Wealth Dallas TX 01/2015 07/2017
Stephen Cook Dallas TX 02/2015 07/2017
Quadcap Wealth Management, Llc Frisco TX 07/2017 Present
Quadcap Frisco TX 07/2017 Present
  • 01/2015 → 07/2017
    Triad Advisors, Inc.
    Norcross, GA
  • 01/2015 → 07/2017
    Fullcircle Wealth
    Dallas, TX
  • 02/2015 → 07/2017
    Stephen Cook
    Dallas, TX
  • 07/2017 → Present
    Quadcap Wealth Management, Llc
    Frisco, TX
  • 07/2017 → Present
    Quadcap
    Frisco, TX
Previous Registrations
  • 2015-01-12 → 2017-08-01
    Fullcircle Wealth Llc
    Mckinney, TX
  • 2013-07-19 → 2015-01-06
    Pnc Managed Account Solutions, Inc.
    Murphy, TX
    Dallas, TX
  • 2009-08-13 → 2010-12-01
    Directed Services Llc
    West Chester, PA
  • 2003-11-24 → 2006-04-25
    Lincoln Financial Distributors, Inc.
    Philadelphia, PA
  • 2003-05-29 → 2003-11-11
    Osaic Fa, Inc.
    Vienna, VA
Other Businesses

7/2017 Fixed Insurance Sales; as an Agent; conducted from Branch Location; Investment Related; 1% of Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
  • S66 Uniform Combined State Law Examination
    2003-05-27
Other Names
  • Mary Gaillard Macintosh
  • Mary Gaillard Macintosh

View on SEC IAPD

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RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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