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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2002 | Present |
| Scott, Scott And Co Cpa | Kirkwood | MO | 07/1992 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2008 | Present |
| Scottcpa | Kirkwood | MO | 08/2018 | Present |
| Scott Insurance Group, Llc Dba Scott Insurance | Kirkwood | MO | 08/2022 | Present |
1) SCOTT, SCOTT AND CO CPA AND SCOTTCPA, NOT INV REL, SAME AS REGISTERED ADDRESS, POSITION-OWNER, SINCE 01/2020, 20H/WK; TAX, ACCOUNTING AND OTHER RELATED SERVICES. 2) MANCHESTER ATHLETIC ASSN, NOT INV REL, DIRECTOR/COORDINATOR, BD OF DIRECTORS, COORDINATE BASEBALL TEAMS & ANSWER QUESTIONS, SINCE 06/2006, 1H/WK; 3) NAME OF OTHER BUSINESS: CLAY AVENUE PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SPACE RENTAL; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2;; BRIEF DESCRIPTION OF DUTIES: RENTS OFFICE SPACE; 4) NAME OF OTHER BUSINESS: HOMEOWNERS ASSOCIATION TRUSTEE FOR OAKLEIGH WOODS SUBDIVISION; INVESTMENT RELATED: NO; ADDRESS: BALLWIN, MISSOURI; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: APPROVE AND FORWARD BILLS TO CITY & VILLAGE TAX OFFICE FOR PAYMENT; 5) TAX AND ACCOUNTING TECHNOLOGIES LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING SOFTWARE/CONSULTING, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF TRADING HOURS PER WEEK: 5, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: SOFTWARE SALES, DEVELOPMENT, CONSULTING; 6)PARKWAY WEST JR LONGHORNS FOOTBALL PROGRAM, INVESTMENT RELATED: NO, ADDRESS: , NATURE OF BUSINESS: NON PROFIT, START DATE: 5/2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: TREASURER, BRIEF DESCRIPTION OF DUTIES: CHECK SIGNER, OVERSEE FINANCES; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/2008, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 8) SCOTTCPA, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2018, REGISTERED REPRESENTATIVE/PARTNER APX NUMBER OF HOURS PER WEEK: 20, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 9) NAME OF OTHER BUSINESS: SCOTT INSURANCE GROUP, LLC DBA SCOTT INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-03 |
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