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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2008-01-09
  • MO RA
    APPROVED
    Since 2008-01-09

Branch Locations

412 South Clay Avenue, Kirkwood, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 11/2002 Present
Scott, Scott And Co Cpa Kirkwood MO 07/1992 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2008 Present
Scottcpa Kirkwood MO 08/2018 Present
Scott Insurance Group, Llc Dba Scott Insurance Kirkwood MO 08/2022 Present
  • 11/2002 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/1992 → Present
    Scott, Scott And Co Cpa
    Kirkwood, MO
  • 01/2008 → Present
    Schaumburg, IL
  • 08/2018 → Present
    Scottcpa
    Kirkwood, MO
  • 08/2022 → Present
    Scott Insurance Group, Llc Dba Scott Insurance
    Kirkwood, MO
Other Businesses

1) SCOTT, SCOTT AND CO CPA AND SCOTTCPA, NOT INV REL, SAME AS REGISTERED ADDRESS, POSITION-OWNER, SINCE 01/2020, 20H/WK; TAX, ACCOUNTING AND OTHER RELATED SERVICES. 2) MANCHESTER ATHLETIC ASSN, NOT INV REL, DIRECTOR/COORDINATOR, BD OF DIRECTORS, COORDINATE BASEBALL TEAMS & ANSWER QUESTIONS, SINCE 06/2006, 1H/WK; 3) NAME OF OTHER BUSINESS: CLAY AVENUE PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SPACE RENTAL; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2;; BRIEF DESCRIPTION OF DUTIES: RENTS OFFICE SPACE; 4) NAME OF OTHER BUSINESS: HOMEOWNERS ASSOCIATION TRUSTEE FOR OAKLEIGH WOODS SUBDIVISION; INVESTMENT RELATED: NO; ADDRESS: BALLWIN, MISSOURI; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: APPROVE AND FORWARD BILLS TO CITY & VILLAGE TAX OFFICE FOR PAYMENT; 5) TAX AND ACCOUNTING TECHNOLOGIES LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING SOFTWARE/CONSULTING, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF TRADING HOURS PER WEEK: 5, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: SOFTWARE SALES, DEVELOPMENT, CONSULTING; 6)PARKWAY WEST JR LONGHORNS FOOTBALL PROGRAM, INVESTMENT RELATED: NO, ADDRESS: , NATURE OF BUSINESS: NON PROFIT, START DATE: 5/2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: TREASURER, BRIEF DESCRIPTION OF DUTIES: CHECK SIGNER, OVERSEE FINANCES; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/2008, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 8) SCOTTCPA, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2018, REGISTERED REPRESENTATIVE/PARTNER APX NUMBER OF HOURS PER WEEK: 20, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 9) NAME OF OTHER BUSINESS: SCOTT INSURANCE GROUP, LLC DBA SCOTT INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-03
  • S66 Uniform Combined State Law Examination
    2003-12-03

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