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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-31
  • NJ RA
    APPROVED
    Since 2024-10-31

Branch Locations

500 Campus Dr, Florham Park, NJ 07932 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc/Citi Private Bank New York NY 05/2010 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 09/2024 Present
Previous Registrations
Other Businesses

I*: 2039290 Entity Type: Entity For Profit Name of OBA: MRE Ventures LLC Address: Madison, NJ, 07940 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/06/2016 No Hours: 2hr/yr No Hours during trading:0 Duties: MRE Ventures LLC is holding vehicle for real estate investments only. MRE Ventures LLC currently owns investment real estate in NJ. I have limited active involvement in the management of the property. I*: 2040274 Entity Type: Entity For Profit Name of OBA: MRE Jupiter Holdings LLC Address: Madison, NJ, 07940 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/29/2023 No Hours: 1 No Hours during trading: 0 Duties: MRE Jupiter Holdings LLC is a holding vehicle only for my real estate located in Jupiter, Florida. I have very limited active involvement, as the property is only rented out a few times per year I*: 2040276 Entity Type: Entity for Profit Name of OBA: Mindful Sweets LLC Address: Madison, NJ, 07940 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/03/2024 No Hours: 2hr/yr No Hours during trading: Duties: Mindful Sweets LLC is a holding company for private investments in the consumer natural food sector. As this is a new entity, there are no investments currently held by the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-29
S63 Uniform Securities Agent State Law Examination 2006-11-11
  • S66 Uniform Combined State Law Examination
    2010-12-29
  • S63 Uniform Securities Agent State Law Examination
    2006-11-11
Other Names
  • Lisa Fiorito
  • Lisa Danielle Fiorito
  • Lisa Danielle Mackessy
  • Lisa Danielle Fiorito Mackessy

View on SEC IAPD

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