Best Investors Account Sign in
Inactive

Nicole' Charles Meredith Keane

Dakota Wealth, LLC

Newton, MA

Palm Beach Gardens, FL

CRD 4607011

Claim This Profile
Employer firm

Dakota Wealth, LLC CRD 297987

$6.94B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers
  • OUTSOURCED INVESTMENT ADVISORY SERVICES FOR OTHER ADVISERS; TAX PREPARATION/FILING

From the firm’s Form ADV. Read the guides:

Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-10-04
  • MA RA
    APPROVED
    Since 2023-10-04

Branch Locations

300 Washington Street Ste 601, Newton, MA 02458 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jonathan D. Pond, Llc Newton MA 07/2015 08/2023
Dakota Wealth, Llc Newton MA 09/2023 Present
  • 07/2015 → 08/2023
    Jonathan D. Pond, Llc
    Newton, MA
  • 09/2023 → Present
    Dakota Wealth, Llc
    Newton, MA
Designations
  • Certified Financial Planner
Other Names
  • Nicole Lisa Saccone

View on SEC IAPD

Nearby Firms

FOCUS PARTNERS WEALTH, LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

RACHEL MERI ZIBRAK
JONATHAN JAY DERBY
MARK ALAN DERBY

Nearby Offices

FOCUS PARTNERS WEALTH, LLC · Newton, MA
FOCUS PARTNERS WEALTH, LLC · Newton, MA
MML INVESTORS SERVICES, LLC · Newton, MA

More in Newton, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor