John Mikos

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-24
NY	RA	APPROVED	2023-05-16

TX RA
APPROVED

Since 2024-05-24
NY RA
APPROVED

Since 2023-05-16

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp.	New York	NY	06/2011	12/2022
Equitable Advisors Llc	New York	NY	12/2022	Present
Uber Eats	San Francisco	CA	09/2024	03/2026

06/2011 → 12/2022

Aegis Capital Corp.

New York, NY
12/2022 → Present

Equitable Advisors Llc

New York, NY
09/2024 → 03/2026

Uber Eats

San Francisco, CA

Other Businesses

(1) Parish Counsel Member, Greek Orthodox Cathedral of St. Paul 110 Cathedral Ave Hempstead NY 11550, started 01/03/2019, 6 hr/mo. (2) Sentinel for Constantine Cassis Chapter 170, Greek Orthodox Cathedral of St. Paul 110 Cathedral Ave Hempstead NY 11550, started 09/01/2018, 4 hr/mo.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-10
S63	Uniform Securities Agent State Law Examination	2003-02-12

S66 Uniform Combined State Law Examination

2023-05-10
S63 Uniform Securities Agent State Law Examination

2003-02-12

View on SEC IAPD