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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-13
  • CO RA
    APPROVED
    Since 2024-09-13

Branch Locations

Pine, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stay At Home Parent / Unemployed Pine CO 09/2010 08/2020
Northwestern Mutual Investment Services Llc Houston TX 02/2021 12/2021
Douglas Dawson Houston TX 08/2020 12/2021
Fidelity Investments Denver CO 02/2022 09/2023
Empower Financial Services, Inc Greenwood Village CO 09/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 09/2024 Present
Stay At Home Parent / Unemployed Pine CO 10/2023 08/2024
  • 09/2010 → 08/2020
    Stay At Home Parent / Unemployed
    Pine, CO
  • 02/2021 → 12/2021
    Houston, TX
  • 08/2020 → 12/2021
    Douglas Dawson
    Houston, TX
  • 02/2022 → 09/2023
    Fidelity Investments
    Denver, CO
  • 09/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2024 → Present
    Greenwood Village, CO
  • 10/2023 → 08/2024
    Stay At Home Parent / Unemployed
    Pine, CO
Previous Registrations
  • 2022-03-22 → 2023-09-27
    Fidelity Personal And Workplace Advisors
    Denver, CO
    Lakewood, CO
    Lone Tree, CO
  • 2021-08-25 → 2022-01-04
    Houston, TX
    Houston, TX
    Pine, CO
  • 2008-09-30 → 2010-09-30
    Houston, TX
  • 2007-10-25 → 2008-09-15
    New England Securities
    Houston, TX
  • 2006-11-01 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

01|TotHrs/mon:0.25|TrdHrs/mon:0|OBA-66638|OrgNmn:doTERRA International LLC|Org Addr:Pleasant G,Utah,US|OBA Nature:MLM company that I support my |Invst Rel:N|Title:Wellness Advocate|Duties:Return phone calls and messages from team members regarding their accounts and essential oil education. Directing members when to call the com|StrtDt:05-27-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-23
S63 Uniform Securities Agent State Law Examination 2003-02-18
  • S66 Uniform Combined State Law Examination
    2021-08-23
  • S63 Uniform Securities Agent State Law Examination
    2003-02-18
Other Names
  • Melissa K Fisher
  • Melissa Faler
  • Melissa Kay Faler
  • Melissa Fisher Faler
  • Melissa Kay Fisher
  • Melissa K Faler
  • Melissa Kay Fisher
  • Melissa K Fisher Faler
  • Melissa Kay Fisher Faler
  • Melissa Kay Fisherfaler

View on SEC IAPD

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