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Michael Sam Busico

1St Financial Planning Group, Inc.

San Diego, CA

CRD 4606674

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Employer firm

1St Financial Planning Group, Inc. CRD 281543

55 advisory clients

Reported services (Item 5G)

  • Selection of other advisers
  • QUALIFIED PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
1St Financial Planning Group, Inc.

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-17
  • CA RA
    APPROVED
    Since 2015-11-17

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Financial Planning Group, Inc San Diego CA 03/2007 Present
1St Financial Planning Group, Inc San Diego CA 11/2015 Present
Previous Registrations
  • 2011-02-16 → 2015-11-16
    Gradient Advisors, Llc
    Arden Hills, MN
    San Diego, CA
  • 2008-05-27 → 2011-08-22
    1St Financial Planning Group, Inc.
    San Diego, CA
Other Businesses

ENTITY: SELF; NATURE: FIXED INSURANCE SALES AND ESTATE PLANNING AND TRUST WORK; DUTIES; SALES; STARTED: 1980

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-29
  • S63 Uniform Securities Agent State Law Examination
    2003-07-29
Designations
  • Certified Financial Planner
Other Names
  • Michael S Busico

View on SEC IAPD

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