Carla Jo Brooks

Commerce Street Investment Management

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Current Employers

Commerce Street Investment Management

1445 Ross Avenue, Suite 2700, Dallas, TX 75202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-10-01

TX RA
APPROVED

Since 2008-10-01

Branch Locations

1445 Ross Avenue, Suite 2700, Dallas, TX 75202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commerce Street Capital Llc	Dallas	TX	10/2007	Present

10/2007 → Present

Commerce Street Capital Llc

Dallas, TX

Other Businesses

(1) FINRA SERIES 79 WRITING AND REVIEW COMMITTEE, 6 HOURS PER MONTH, TRAVEL EXPENSES PAID BY THE COMPANY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-24

S66 Uniform Combined State Law Examination

2007-05-24

Other Names

Carla Jo Groszkruger

View on SEC IAPD

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Other Investors

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Michael Charles Perry

CHESTER ANDERSON

THOMAS MARC YOUNG

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX

7TH HARVEST INVESTMENTS · DALLAS, TX

ADVISOR RESOURCE COUNCIL · Dallas, TX

PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX

OPENAIR FINANCIAL, LLC · Dallas, TX

GENEOS WEALTH MANAGEMENT, INC. · Addison, TX

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX

KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

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