Anna Marie Haney

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-05-10
TX	RA	APPROVED	2016-05-10

PA RA
APPROVED

Since 2016-05-10
TX RA
APPROVED

Since 2016-05-10

Branch Locations

501 Marketplace Avenue Ste. 201, Moon Township, PA 15108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	04/2013	Present
Medallion Wealth Management, Inc.	Sewickley	PA	04/2013	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	05/2016	Present

04/2013 → Present

Cambridge Investment Research, Inc

Fairfield, IA
04/2013 → Present

Medallion Wealth Management, Inc.

Sewickley, PA
05/2016 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)ETSY CRAFTER, BUTLER, PA, 11/2018. SELLING HOMEMADE CRAFTS ONLINE. NIR - 5/MO - 0/TRADING. 3)ANNA HANEY / CTAM SERVICES, 111 DENNY RD, VALENCIA, PA, 05/01/20, LABORER, CONTRACTOR, NIR, 10/MO- 0/TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-23

S66 Uniform Combined State Law Examination

2016-03-23

View on SEC IAPD