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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-04
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-06-04
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1035 Sperry Ave, Patterson, CA 95363 • United States

2844 Geer Rd, Turlock, CA 95382 • United States

243 E Bellevue Rd Ste A4, Atwater, CA 95301 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

2905 4Th St, Ceres, CA 95307 • United States

2213 Claribel Rd Ste C, Riverbank, CA 95367 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ceres CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Ceres CA 11/2016 Present
Previous Registrations
  • 2008-09-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Patterson, CA
    Atwater, CA
    Ceres, CA
    Turlock, CA
    Turlock, CA
  • 2006-05-09 → 2008-08-22
    Wamu Investments, Inc.
    Merced, CA
    Los Banos, CA
  • 2004-02-20 → 2006-04-26
    Modesto, CA
    Modesto, CA
  • 2003-04-21 → 2003-06-09
    Morgan Stanley Dw Inc.
    Fresno, CA
Other Businesses

MCSWAIN UNION ELEMENTARY SCHOOL DISTRICT; NOT INV.; MERCED, CA; VOLLEYBALL COACH; START DATE 8/2022; 20 HRS PER MONTH; 0 HRS DURING; DUTIES: INSTRUCT MIDDLE SCHOOL CHILDREN IN THE SPORT OF VOLLEYBALL. BUHACH COLONY HIGH SCHOOL, NOT INV RELATED, ATWATER, CA, VOLLEYBALL COACH, START 5/31/24, 40 HRS PER MONTH, 0 HRS DURING TRADING,COACHING RESPONSIBILITES FOR HIGH SCHOOL VOLLEYBALL TEAM;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-31
S63 Uniform Securities Agent State Law Examination 2003-03-18
  • S65 Uniform Investment Adviser Law Examination
    2003-03-31
  • S63 Uniform Securities Agent State Law Examination
    2003-03-18
Other Names
  • Andy Hill

View on SEC IAPD

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