Daniel Adam Dupuis

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-25
SC	RA	APPROVED	2004-04-19

TX RA
APPROVED_RES

Since 2019-03-25
SC RA
APPROVED

Since 2004-04-19

Branch Locations

421 Wando Park Blvd Suite 130, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	11/2002	06/2020
Equitable Advisors, Llc	New York	NY	11/2002	Present

11/2002 → 06/2020

Axa Advisors, Llc

New York, NY
11/2002 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA: OAK CAPITAL MANAGEMENT, LLC; RENTAL PROPERTY,1600 Long Grove Apt. 1716 Mt. Pleasant, SC 29464, Partner, Help wife with management of property, 05/29/2013, 1HR/Mo. OCM Real Estate, LLC 421 Wando Park Blvd Suite 130 Mt. Pleasant, SC 29464, Partner, Commercial real estate ownership for our financial advisory business, 06/14/2022, 1HR/Mo.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-31
S63	Uniform Securities Agent State Law Examination	2003-03-25

S65 Uniform Investment Adviser Law Examination

2003-03-31
S63 Uniform Securities Agent State Law Examination

2003-03-25

Other Names

Daniel A. Dupuis
Dan Dupuis

View on SEC IAPD