J Sean Moore

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-23
GA	RA	APPROVED	2009-08-19

TX RA
APPROVED_RES

Since 2023-02-23
GA RA
APPROVED

Since 2009-08-19

Branch Locations

Kennesaw, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Advisers Llc	Schaumburg	IL	07/2009	Present
Cetera Financial Specialists Llc	Schaumburg	IL	07/2009	Present
Mapec Group, Llc	Kennesaw	GA	10/2006	Present

07/2009 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
07/2009 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
10/2006 → Present

Mapec Group, Llc

Kennesaw, GA

Previous Registrations

2006-05-16 → 2009-07-31

Msi Financial Services, Inc.

Atlanta, GA

Norcross, GA

Atlanta, GA

Other Businesses

1) MAPEC GROUP, LLC; INV. RELATED; KENNESAW, GA; HEALTH INSURANCE SALES-GROUP & INDIVIDUAL THROUGH HUMANA, UNITED HEALTH/GOLDEN RULE, KAISER, ASSURANT/JOHN ALDEN, AETNA, BLUE CROSS BLUE SHIELD; OWNER; SINCE 10/2006; 30 HRS/MO DURING SECURITIES TRADING HOURS: 2)FEDEX INVESTMENT RELATED: NO ADDRESS: 1675 AIRPORT RD. KENNESAW, GA 30144 NATURE OF BUSINESS: FEDEX GROUND START DATE: 02/08/2016 POSITION/TITLE/RELATIONSHIP: MAIL HANDLING APX NUMBER OF HOURS PER WEEK: 10-20 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SHIPPING AND MAIL HANDLING 3)ZION BAPTIST CHURCH OF MARIETTE, INC., NOT INVESTMENT RELATED, 165 LEMON ST, NE, MARIETTA, GA, 30060, CHURCH, STARTED 01/2020. POSITION/TITLE/RELATIONSHIP: ASSISTANT TREASURER, APX 8 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST THE TREASURER IN THEIR DUTIES. 4) NAME OF OTHER BUSINESS: TEA DOLCE; INVESTMENT RELATED: NO; ADDRESS: 4168 HAYNES MILL CT NW KENNESAW GA 30144; NATURE OF BUSINESS: TEA WHOLESALE/RETAIL; START DATE: XXXX POSITION/TITLE/RELATIONSHIP: CO-OWNER, CFO; APX NUMBER OF HOURS PER WEEK: UP TO 4; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 4; BRIEF DESCRIPTION OF DUTIES: DISTRIBUTE PRODUCT VIA SHIPPING DELIVERY COMPANIES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-27
S63	Uniform Securities Agent State Law Examination	2002-12-06

S65 Uniform Investment Adviser Law Examination

2005-12-27
S63 Uniform Securities Agent State Law Examination

2002-12-06

Other Names

Jessie Sean Moore

View on SEC IAPD