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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-07
NH RA APPROVED 2010-07-26
  • TX RA
    APPROVED
    Since 2016-01-07
  • NH RA
    APPROVED
    Since 2010-07-26

Branch Locations

2 Mound Court, Merrimack, NH 03054 • United States

Milford, NH • United States

Axiom Advisors, Llc

3 Bedford Farms Drive Suite 332, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2005-10-05
  • NH RA
    APPROVED
    Since 2005-10-05

Branch Locations

3 Bedford Farms Drive, Ste 332, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axiom Advisors, Llc Merrimack NH 07/2005 Present
Cambridge Investment Research, Inc Fairfield IA 10/2005 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2010 Present
Axiom Advisors, Llc Merrimack NH 01/2018 Present
Previous Registrations
  • 2004-07-22 → 2006-04-03
    Merrimack, NH
  • 2003-11-25 → 2004-09-29
    Mutual Service Corporation
    Merrimack, NH
  • 2003-09-11 → 2003-11-13
    Veravest Investment Advisors, Inc.
    Merrimack, NH
Other Businesses

1-INDEPENDENT INSURANCE AGENT, MARRIMACK, NH, 3/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 0/TRADING. 2.AXIOM HN LLC, 3 BEDFORD FARMS DR, STE 332, BEDFORD, NH, 1/2016 AS PARTNER IN LLC FOR THE MANAGEMENT OF OPERATING EXPENSES. NIR - 6/MO - 6/TRADING. 3.AXIOM ADVISORS, LLC, 3 Bedford Farms Drive, Suite 332, Bedford NH 03110, 10/05/2005, OWNER, RIA AFFILIATION - OTHER THAN CIRA, NIR, 24 HR/MO - 2 HR/MO TRADING 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.AXIOMNH LLC, 3 Bedford Farms Drive, Suite 332, Bedford NH 03110, 01/01/2016, OWNER, DBA NAME, NIR, 3 HR/MO - 0 HR/MO TRADING 6. VARIOUS FIXED INSURANCE COMPANIES, 3 Bedford Farms Drive, Bedford NH 03110, United States, 03/03/2003, Agent, Insurance/Benefits/Human Resources, INV REL, 1HR/MO - 0HR/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-19
  • S66 Uniform Combined State Law Examination
    2002-12-19
Designations

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