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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-03
TX RA APPROVED_RES 2018-06-05
IN RA APPROVED 2017-11-24
  • FL RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2018-06-05
  • IN RA
    APPROVED
    Since 2017-11-24

Branch Locations

Newburgh, IN • United States

St. Augustine, FL • United States

7501 Eagle Crest Blvd., Evansville, IN 47715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Evansville IN 11/2015 10/2017
Raymond James And Associates Evansville IN 10/2017 Present
  • 11/2015 → 10/2017
    Investment Centers Of America
    Evansville, IN
  • 10/2017 → Present
    Raymond James And Associates
    Evansville, IN
Previous Registrations
  • 2015-11-02 → 2017-10-25
    Investment Centers Of America, Inc.
    Evansville, IN
    Appleton, WI
    Evansville, IN
  • 2007-06-15 → 2015-11-17
    Investment Professionals, Inc.
    Evansville, IN
    Evansville, IN
    San Antonio, TX
    Evansville, IN
  • 2005-09-01 → 2007-03-02
    Newburgh, IN
    Evansville, IN
    Newburgh, IN
    Evansville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-11
S63 Uniform Securities Agent State Law Examination 2003-02-10
  • S65 Uniform Investment Adviser Law Examination
    2005-08-11
  • S63 Uniform Securities Agent State Law Examination
    2003-02-10

View on SEC IAPD

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