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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brick | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brick | NJ | 11/2016 | 01/2024 |
| Lpl Financial | Brick | NJ | 01/2024 | Present |
1)01/11/2024 - Windward Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-21 |
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