Thomas Anthony Sconzo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 04/2021
  Cuna Mutual Group
  Waverly, IA
• 12/2011 → 04/2021
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2021 → Present
  Lpl Financial Llc
  Shoreham, NY

Previous Registrations

• 2011-12-08 → 2021-05-03
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Hauppauge, NY
  Westbury, NY
  East Meadow, NY
  Manorville, NY
  Rocky Point, NY
• 2007-05-04 → 2011-12-01
  Chase Investment Services Corp.
  Hampton Bays, NY
  Montauk, NY
  West Hampton Beach, NY
  East Hampton, NY
• 2007-01-01 → 2007-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverhead, NY

Other Businesses

1)04/29/2021 - ISKA NY - part time Mixed Martial Arts Referee - Non-Inv Rel - Manorville, NY - start: 01/2020 - 4 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2006-12-28
• S63 Uniform Securities Agent State Law Examination
  2003-02-28