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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
211 Franklin Road, Suite 300, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gibraltar Private Bank & Trust | Fort Lauderdale | FL | 08/2011 | 04/2018 |
| Infinex Investments, Inc. | Fort Lauderdale | FL | 11/2011 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Brentwood | TN | 09/2019 | 08/2020 |
| Wells Fargo Bank, Na | Brentwood | TN | 09/2019 | 08/2020 |
| Unemployed | Mount Juliet | TN | 04/2018 | 09/2019 |
| First Horizon Advisors | Brentwood | TN | 08/2020 | Present |
| Lpl Financial Llc | Brentwood | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/30/2025 2. 08/21/2025- First Horizon- Notary- INV Related- At Reported Business Location(s)- Start date 10/31/2019- 1 Hour Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-03 |
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