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Jimmy Taylor

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-13
SC RA APPROVED 2024-08-13
  • NC RA
    APPROVED
    Since 2024-08-13
  • SC RA
    APPROVED
    Since 2024-08-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 11/2008 08/2022
Forefront Capital Charlotte NC 09/2022 07/2024
Lpl Financial Llc Fort Mill SC 07/2024 Present
  • 11/2008 → 08/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2022 → 07/2024
    Forefront Capital
    Charlotte, NC
  • 07/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Other Businesses

1. 08/13/2024 - Forefront Capital, LLC - Business Owner - Co-Owner - Not Investment Related - Home Based- Start Date 02/10/2021 - 4 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-09
S63 Uniform Securities Agent State Law Examination 2011-10-03
S66 Uniform Combined State Law Examination 2002-12-06
  • S65 Uniform Investment Adviser Law Examination
    2014-09-09
  • S63 Uniform Securities Agent State Law Examination
    2011-10-03
  • S66 Uniform Combined State Law Examination
    2002-12-06
Other Names
  • Jimmy Taylor
  • Jimmy Christopher Barringt Taylor

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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