Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-01 |
Branch Locations
5500 Preston Rd, Dallas, TX 75205 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Addison | TX | 01/2010 | 01/2019 |
| Wells Fargo Advisors Llc | Dallas | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 01/2019 | Present |
| Bank Of America, N.A. | Dallas | TX | 01/2019 | Present |
1st OBA is a rental property I own in Forney, TX. I spend maybe a couple hours a month on it outside of trading hours. I purchased the home last year. 2nd OBA is I am a coach for a 12U Soccer team in Rockwall, TX. I spend 8 hours a month on coaching ALL outside trading hours. I have started this team in 2017.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-22 |
Reach out to this advisor