James Robert Daffron

Current Employers

Employment History

• 01/2002 → Present
  Robert Daffron Inc
  Dallas, TX
• 07/2006 → 06/2024
  Securities America, Inc
  Dallas, TX
• 06/1999 → Present
  Robert Daffron Inc.
  Rockwall, TX
• 10/2007 → 06/2024
  Securities America Advisors, Inc
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2007-10-15 → 2024-06-14
  Securities America Advisors, Inc.
  Dallas, TX

Other Businesses

1. DEBBIE ANN MANAGEMENT LLC POSITION: Management duties NATURE: DEBBIE ANN MANAGEMENT LLC COMMERCIAL REAL ESTATE MEMBER/ACCOUNTING AND GENERAL MANAGEMENT DUTIES 15% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/09/2007 ADDRESS: 12207 Dark Hollow Road, Rockwall TX 75087, United States DESCRIPTION: Owner of commercial real estate 2. 380 PROPERTY INC POSITION: Owner NATURE: 380 PROPERTY INC, COMMERCIAL REAL ESTATE DEVELOPMENT, VICE PRESIDENT MANAGING AND DEVELOPING COMMERCIAL, 10% INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 06/10/2013 ADDRESS: 12207 Dark Hollow Road, Rockwall TX 75087, United States DESCRIPTION: Commercial property lessor 3. SAA POSITION: registered investment advisory representative NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - INVESTMNET RELATED - START DATE: 11/2015 - LOCATED AT 207 EAST INTERSTATE 30, ROCKWALL, TX 75087, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/01/2015 ADDRESS: 207 East Interstate 30, Rockwall TX 75087, United States DESCRIPTION: referring clients to Clyde Wyatt 4. N/A POSITION: owner - inactive NATURE: INSURANCE SALES - AGENT - INVESTMENT REALTED - START DATE: 01/2003 - LOCATED AT 304 N San Jacinto St, ROCKWALL, TX 75087, United States INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 304 N San Jacinto St, Rockwall TX 75087, United States DESCRIPTION: inactive insurance agent 5. ROBERT DAFFRON INC POSITION: owner NATURE: ROBERT DAFFRON INC - TAX PREPARATION - OWNER - 90% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 06/10/2002 ADDRESS: 304 N San Jacinto St, Rockwall TX 75087, United States DESCRIPTION: Tax Preparation

Exams

• S66 Uniform Combined State Law Examination
  2007-07-26