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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-31 |
| IL | RA | APPROVED | 2019-04-09 |
Branch Locations
475 Regency Park Suite 250, O'FAllon, IL 62269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Belleville | IL | 09/2015 | Present |
1. Rental Property; 531 S Market Mascoutah IL 62258; Property Owner; Maintenance; affilliation started 11/01/2013; 1 hours per month; not during securities trading hours;not investment related. 2. Illinois Notary Public; Notary; 0.50 Hour(s) Per Month; during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-26 |
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