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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-31
IL RA APPROVED 2019-04-09
  • TX RA
    APPROVED
    Since 2020-03-31
  • IL RA
    APPROVED
    Since 2019-04-09

Branch Locations

475 Regency Park Suite 250, O'FAllon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Belleville IL 09/2015 Present
  • 09/2015 → Present
    Stifel
    Belleville, IL
Other Businesses

1. Rental Property; 531 S Market Mascoutah IL 62258; Property Owner; Maintenance; affilliation started 11/01/2013; 1 hours per month; not during securities trading hours;not investment related. 2. Illinois Notary Public; Notary; 0.50 Hour(s) Per Month; during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 2016-02-26
  • S65 Uniform Investment Adviser Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-26
Other Names
  • Meaghan Anne Hereford

View on SEC IAPD

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