Walter G Casagrande

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 12/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2005 → 12/2018
  Northwestern Mutual Investment Services, Llc
  New York, NY
• 01/2016 → 12/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 12/2018 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2011-11-29 → 2018-12-11
  Northwestern Mutual Investment Services, Llc
  New York, NY
  New York, NY
  New York, NY

Other Businesses

For profit or not for profit: For-Profit OrganizationName of outside business organization: Twisted Road LLCInvestment related: NAddress of business:Winnetka, Illinois 60093Nature of business: LLC,Position, title, association: Participant, Start date of relationship: 4/8/2021Number of hours devoted: 25 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The occasion rental of my personal motorcycle(s) via the website Twisted Road or similar platformFor profit or not for profit: Entity For ProfitName of outside business organization: RidersShareInvestment related: NAddress of business: Austin, Texas, 78701Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 8/22/2022Number of hours devoted: 25 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: motorcycle owner/participant, occasional rental of my personal motorcycle(s)I* 962469For profit or not for profit: Entity For Profit,Entity Publicly TradedName of outside business organization: DriveShareInvestment related: noAddress of business: Traverse City, MI, 49685-1303Nature of business: Limited Liability CompanyPosition, title, association: OtherStart date of relationship: 08/22/2022Number of hours devoted: 25 yearlyNumber of hours devoted during trading hours: 0Duties: occasional renting of my 1969 Dodge a108 van for use, photo shoots, movies, or as an eye catching marketing tool (ex: parked in front of business). I*1917273, Entity Type, Entity Charitable, Name of OBA: St Peter's by-the-Sea Episcopal Church, Address: Narragansett, RI, 02882, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 08/01/2024, No Hours: 3hrs/Mo, No Hours during trading: 0, Duties: Vestry board member which helps make decisions for the church in all aspects of operation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-22
• S63 Uniform Securities Agent State Law Examination
  2005-07-28

Other Names

• Walter G Casagrande
• Walter Casagrande