Patrick Bryan Wallace

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 12/2017
  Geneos Wealth Management Inc
  Fort Worth, TX
• 01/2010 → Present
  Higher Strata Wealth Management
  Fort Worth, TX
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2009-07-16 → 2018-01-18
  Geneos Wealth Management, Inc.
  Hurst, TX
  Bellaire, TX
  Tyler, TX
• 2005-09-07 → 2009-07-21
  Lpl Financial Llc
  Mansfield, TX
  Fort Worth, TX
  Ft Worth, TX
• 2003-01-30 → 2005-08-29
  Morgan Stanley Dw Inc.
  Arlington, TX

Other Businesses

1. HIGHER STRATA WEALTH MANAGEMENT LLC, 840 THOUSAND OAKS, DR, HURST, TX, 2/2003 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 1/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. NOTARY / FORT WORTH TX 76137 / 11/01/2022 / NIR / NOTARY SIGNING AGENT / 20 HR/MO - 0 HR/MO TRADING 4. HIGHER STRATA WEALTH MANAGEMENT, LLC DBA PHYSICIANS PENSION FIDUCIARY, FORT WORTH, TX 76137, 02/2024, SOLICITOR, USING A TRADE NAME/DBA, INV REL, 0 HR/MO - 0 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-27

Designations

• Certified Financial Planner

Other Names

• Patrick Wallace